關於 spac sec ，我們在網路上蒐集到這些相關的討論、資訊與評價

#11. SEC Brings SPAC Enforcement Action and Signals More to ...

On July 13, 2021, the Securities and Exchange Commission (“SEC”) announced a major enforcement action related to a proposed merger between a ...

#12. SEC美國證監會：擬收緊會計標準，增強對SPAC的監管

原文：SEC staff have privately told top auditors of Special Purpose Acquisition Companies, or SPACs, that "redeemable" shares issued by these ...

#13. SEC considers new investor protections for SPACs - CNBC

SEC Chairman Gary Gensler said that the agency is devoting ... The CNBC SPAC Post Deal Index, which includes the largest SPACs that have ...

#14. SEC charges SPAC, sponsor, target and CEOs for misleading ...

The SEC continued its recent focus on SPACs by filing charges against both sides of a planned but not yet completed SPAC merger, ...

#15. SPAC restatements proliferate in the wake of SEC warning

The SEC issued a statement in April saying that many of the SPACs had been accounting for warrants improperly as equity when they should have ...

#16. SPAC Due Diligence & SEC Enforcement | Perkins Coie

After a year of watching and commenting on the recent proliferation in special purpose acquisition company (SPAC) IPOs and mergers, the SEC announced its.

#17. SEC Initiates First Enforcement Proceeding of the SPAC Boom ...

The SEC also charged the SPAC, its sponsor, and its CEO with violations under Section 17(a)(2) and (3) of the Securities Act and Sections 13(a) ...

#18. SEC focus on SPACs: Key takeaways from recent ... - DLA Piper

The agency's rapidly growing body of investor alerts, guidance, and public statements suggests that the SEC views SPACs and de-SPAC transactions ...

#19. SEC Begins Informal Inquiry into Investment Bank SPAC ...

According to the report, the SEC is seeking information on SPAC deal fees and volumes; controls over regulatory compliance, including reporting and insider ...

#20. A Roadmap for the Changes to Permit Equity Classification

Clarity Emerges in the Aftermath of the SEC Statement on SPAC Warrant ... The SPAC warrants have generally been classified as equity ...

#21. Financial Reporting Alert 20-6 (Updated) — Accounting and ...

... the accounting and SEC reporting considerations related to special-purpose acquisition company (SPAC) initial public offerings.

#22. Tech and SPACs: SEC regulation could result in fewer, but ...

But in general, both SPAC sponsors and SPAC investors are rethinking their plans in the face of an overheated market, uncertain equity ...

#23. SEC's Gensler talks up crypto and SPAC regulations | Fortune

SEC chairman Gary Gensler said he wants to ensure investors “are getting a full and fair disclosure” when investing in novel products like ...

#24. SEC Holiday Puts SPAC Activity on Pause, Vote Wave is ...

In observance of Veterans Day the SEC was shut down, meaning no new deals or IPOs today. Several SPACs are gearing up for shareholder votes ...

#25. SEC committee recommends greater regulation of SPACs and ...

SPAC recommendations focus on disclosure, while Rule 10b5-1 recommendations include cooling-off periods, disclosure, Form 4 filings for non-U.S. ...

#26. SPAC Warrants: What the SEC Statement Means for ...

Understanding the recent SEC statement on SPAC warrants, what it means for SPACs going forward, and some critical guidance to lead the way.

#27. 美SEC調查SPAC上市活動，聚焦投行收費是否存在利益衝突

【財訊快報／陳孟朔】路透報導，美國證管會(SEC)啟動調查特殊目的收購公司(SPAC)上市熱潮，集中於華爾街大行在SPAC上市過程中，服務收費是否存在利益 ...

#28. SEC tightens SPAC rules again | IFR

In June, the SEC privately advised accounting firms that SPAC equity be treated as mezzanine equity, rather than permanent equity, ...

#29. SEC Issues Guidance on SPAC Eligibility for Post ...

SEC Issues Guidance on SPAC Eligibility for Post-Combination Form S-3 ... 2020, the Securities and Exchange Commission (the SEC) issued new ...

#30. Gensler on the Unprecedented Surge in SPACs to SEC

Gary Gensler of the SEC remarked that capital markets are witnessing an ... Gensler also made news by stating he refers to de-SPAC ...

#31. SPAC Transactions Continue to Draw SEC's Attention | Insights

SEC has been doling out investor bulletins, disclosure guidance, alerts, and staff statements relating to Special Purpose Acquisition ...

#32. SEC panel recommends changes to insider trading rule ...

An SEC committee approved recommendations to require a cooling-off period for corporate insiders buying and selling stocks and stricter SPAC ...

#33. United States: The SEC Pursues Action Against SPAC And ...

In this American Bar Association (ABA) Business Section article, Mayer Brown partner, Anna Pinedo, and associate, John Ablan, ...

#34. SEC Charges SPAC and Sponsor for Alleged ...

SEC Charges SPAC and. Sponsor for Alleged Misrepresentations in Preliminary Proxy Filing Arising From Due Diligence Failures ... On July 13, 2021, ...

#35. SEC Brings Enforcement Action Against Space SPAC for ...

The U.S. Securities and Exchange Commission (“SEC”) has brought an enforcement action against a special purpose acquisition company (“SPAC”) ...

#36. SEC Considering Heightened Scrutiny of Projections in De ...

With this increase in de-SPAC transactions, however, has come increased focus by the Securities and Exchange Commission (SEC).

#37. The SEC Pursues Action Against SPAC ... - Business Law Today

On July 13, 2021, the U.S. Securities and Exchange Commission (“SEC”) announced charges against: Stable Road Acquisition Corp.

#38. SEC charges space-tech SPAC dealmakers with fraud

Under its new chairman, Gary Gensler, the SEC has intensified scrutiny of SPAC transactions. (Chip Somodevilla/Getty Images)​.

#39. Hot SPAC Market Increases SEC Scrutiny and Litigation Risks

A SPAC starts as a public company through a traditional IPO but has no ... This post highlights recent SPAC-related issues raised by the SEC ...

#40. SEC Director of Corporation Finance Discusses Increased ...

John Coates, acting director of the SEC's Division of Corporation Finance, ... securities laws liability attached to de-SPAC transactions, ...

#41. SEC cautions regarding SPAC liability risk - RSM

The SEC recently issued a statement addressing certain liability risks for those participating in the endeavors of a SPAC.

#42. SEC Warns SPAC Investors About 'Scarcer' Target Companies

SEC Warns SPAC Investors About 'Scarcer' Target Companies. By Nicola M. White. May 25, 2021, 9:55 AM. Wall Street's regulator on Tuesday issued another ...

#43. Don't invest in a SPAC just because a celeb is involved, SEC ...

Shaquille O'Neal, Colin Kaepernick, Jay-Z and other celebrities are jumping into the SPAC boom. And the SEC is getting worried.

#44. SPAC現象：捲土重來的SPAC (第一部分)

自SPAC設立及透過其發起人以象徵性的對價認購股份後，SPAC首先要透過傳統的IPO流程向大眾募集基金，即向美國證券交易委員會（SEC）提交註冊聲明、取得SEC的審查意見 ...

#45. SPAC boom faces new SEC threat with accounting crackdown

The accounting considerations mark the latest effort by the SEC to clamp down on the white-hot SPAC market. For months, the regulator has been ...

#46. SEC Discloses Its Recommendations on Key Issues for Private

Another SPAC risk emphasized by the SEC relates to listing standards for national securities exchanges. Public listing on the New York Stock ...

#47. SPAC Attack: SEC Slowdown Hits Investment Vehicle - Cato ...

SPAC Attack: SEC Slowdown Hits Investment Vehicle. SPACs give ordinary investors a chance for big returns, but the SEC approval process is ...

#48. SEC出手介入SPAC交易调查，做空规模激增至27亿美元

SEC 近日致函华尔街各大银行，要求了解SPAC交易费用、交易量以及银行对这些交易的监管措施等信息。

#49. SEC Charges SPAC, Sponsor, Merger Target, and CEOs ...

As part of the settled enforcement action, the SEC alleged the SPAC violated Sections 17(a)(2) and (3) of the Securities Act of 1933, Section 14 ...

#50. Gary Gensler gives a signal on new SPAC regulations - Axios

New regulations on the SPAC market have been slow to come, but SEC chair Gary Gensler on Tuesday assured Congress that they are indeed ...

#51. US SPAC boom faces new SEC threat with accounting ...

US SPAC boom faces new SEC threat with accounting crackdown. Tue, Apr 13, 2021 - 8:17 AM. 4 -min read. Listen to this article.

#52. SPACs experience slowdown after increased SEC attention ...

Special purpose acquisition companies, or SPACs, exploded in popularity in 2021. Although SPAC activity spiked in the first quarter of 2021, ...

#53. SEC official warns on red-hot SPAC market and says the ...

SPACs are shell, or blank-check, firms that take private companies public by acquiring or merging with them. The moves allow private companies ...

#54. SEC turns attention to SPACs - XBRL International

The US Securities and Exchange Commission (SEC) has recently focused ... appears to have significant implications for SPAC-listed companies.

#55. 美国SEC监管打击下SPAC狂热极速降温 - 新浪财经

据报道，美国证券交易委员会（SEC）此前开始私下告知会计师事务所，将改变会计准则对SPAC的适用方式，向早期投资者发行的权证可能将不被视为股权 ...

#56. SEC Targets SPAC Founders Shares | Jones Day

The Securities and Exchange Commission ("SEC") charges a special purpose acquisition company ("SPAC"), its CEO, and sponsor, as well as the ...

#57. current issues for spac sponsors and private companies

In 2020, 160 SPAC IPOs have raised $58.35 billion through October1 ... The primary SEC filing relating to the de-SPAC transaction typically ...

#58. 美SEC傳研擬新規擬限SPAC發佈增長預測並明確免責條件

美國證券交易委員會（SEC）正考慮加大對特殊目的收購公司（SPAC）交易狂潮的打擊力度。外媒據三位知情人士透露，美國證券監管機構正在考慮推出新 ...

#59. Wall Street in Quandary Over New SPAC Equity Contracts ...

The SEC's new stance means SPACs, instead of making a one-time equity valuation, would have to account quarterly for the warrants as debt, a ...

#60. SEC sanctions players in SPAC deal | Investment Executive

The U.S. Securities and Exchange Commission (SEC) announced it has charged special purpose acquisition corporation (SPAC) Stable Road ...

#61. SEC Continues to Educate Investors About SPAC ...

SEC Continues to Educate Investors About SPAC Enforcement Risks ... SPACs are often called “blank check companies” because the SPAC itself ...

#62. Beyond the fanfare and SEC warnings, SPACs are here to stay

I believe that SPAC financings can solve a major problem for all capital-intensive technology startups: the need for faster — and ...

#63. SEC Charges SPAC, Sponsor, Target, and CEO Over ...

Stay informed with our article: SEC Charges SPAC, Sponsor, Target, and CEO Over Misleading Proposed de-SPAC Transaction Disclosures.

#64. More SEC Scrutiny Threatens To Slow SPAC Pace - PYMNTS ...

Special purpose acquisition company (SPAC) listings continue to soar as the SEC may be gearing up to tighten its scrutiny of the space.

#65. SEC Provides SPACtacular Disclosure Guidance - Covington ...

CF Disclosure Guidance: Topic No. 11 outlines the Division's view that certain aspects of SPAC initial public offerings and subsequent ...

#66. The SEC Is Sharpening Its Focus on SPACs | Woodruff Sawyer

In 2019, the SEC accused and settled with Benjamin Gordon, the CEO of Florida-based SPAC Cambridge Capital Acquisition Corp., for failing to ...

#67. 美SEC傳收緊SPAC股本審計要求 - 信報

路透報道，美國證券交易委員會(SEC)進一步收緊近年流行的特殊目的收購企業(SPAC)會計賬目處理方式。 報道引述消息人士稱，SEC要求SPAC核數師必須按照嚴格準則， ...

#68. How special purpose acquisition companies (SPACs) work

A SPAC raises capital through an initial public offering (IPO) for the purpose ... must be filed with the US Securities and Exchange Commission (SEC) within ...

#69. SEC launches inquiry into SPAC IPO frenzy - reports

The US Securities and Exchange Commission (SEC) has opened an investigation into the frenzy of SPAC IPOs on Wall Street, amid concerns about ...

#70. SPAC Transactions Continue Amid SEC Cautionary Statements

Since I wrote about the SPAC IPO boom in June 2020 (HERE), the trend has not waned. However, as soon as celebrities like Jay-Z, ...

#71. SEC Warns Investors: Don't Buy Into a SPAC Just Because ...

Amid a celebrity SPAC surge, the SEC signals a note of caution.

#72. SEC: Akazoo to pay $38.8M in fraud case concerning SPAC ...

David Peavler, regional director of the SEC's Fort Worth Regional Office, commented, “The SEC is intently focused on SPAC merger ...

#73. SEC Staff Guidance on SPAC Related Disclosures - Free ...

SEC Staff Guidance on SPAC Related Disclosures ... The CF Disclosure Guidance Topic, in the context of the SPAC IPO, raises a number of ...

#74. SPAC Bubble Pops: Deals Drop 90% in April After SEC Warns ...

Last week, the Securities and Exchange Commission issued accounting guidance that would classify SPAC warrants as liabilities instead of equity.

#75. SEC Says a SPAC Misled Investors About Its Space Deal

A civil settlement involving Momentus and Stable Road Acquisition was one of the first major moves by the agency since the start of the SPAC ...

#76. SEC seeks clearer disclosures to investors of SPAC deals - Mint

SEC seeks clearer disclosures to investors of SPAC deals. FILE PHOTO: The U.S. Securities and Exchange Commission logo adorns an office door ...

#77. SEC Guidance on SPAC Warrants: More Than a Financial ...

SEC Guidance on SPAC Warrants: More Than a Financial Statement Consideration ... On April 12, 2021, the U.S. Securities and Exchange Commission ( ...

#78. SPAC｜SEC籲投資者對名人代言的SPAC股票持審慎態度

據《彭博》周四（11日）報道，美國證監會（SEC）於當地時間周三（10日）對名人支持的特殊目的收購公司（SPAC）發出警吿，敦促投資者三思而後行。SE.

#79. Hot SPAC Market Could Freeze After Potential SEC Rule ...

The SEC could be taking a fire extinguisher to the red hot SPAC market. Uncertainty around rules has stopped all new SPAC offerings as ...

#80. SEC Could Reclassify SPAC Warrants And Hold Up New Filings

The Securities and Exchanges Commission has been vocal about making changes to the SPAC industry. The latest change from the SEC could ...

#81. SEC tells auditors to be tough on SPAC shares | The Standard

SEC staff have privately told top auditors of Special Purpose Acquisition Companies, or SPACs, that redeemable shares issued by these shells ...

#82. SEC Revisits SPAC Accounting - Riveron

The SEC statement summarized below may impact the timelines of SPAC IPOs currently in process. Where relevant, companies should work closely ...

#83. Assessing SPAC Risk After SEC Pumps Brakes On Market

Specifically, the SEC recently issued a series of advisories about the SPAC market: In December 2020, the commission's Division of ...

#84. Hot SPAC Market Confronts Chilly SEC Rule Change

Today's SEC comments provides guidance on warrants, potentially shifting them from equity to liabilities on a SPAC's balance sheet.

#85. SEC opens inquiry into Wall Street's SPAC mania — report

SEC opens inquiry into Wall Street's SPAC mania — report; A China-based gene therapy player now has $80M more in the bank · Max Gelman · Nicole ...

#86. Space SPAC Draws SEC Enforcement Action for Allegedly ...

As one of the first of an expected series of potential enforcement actions, the SEC has brought an enforcement action against a SPAC and its ...

#87. SPAC Warrants Under SEC Scrutiny - Valuation - Duff & Phelps

While SPACs have typically classified warrants on their balance sheets as equity, under certain circumstances, the SEC has highlighted that GAAP ...

#88. The Beginning of the SPAC Enforcement Wave - Pillsbury ...

Consistent with prior SEC warnings regarding incentives for Special Purpose Acquisition Companies (SPACs), SPAC sponsors are now squarely on ...

#89. SEC Addresses Accounting Treatment for SPAC Warrants

On April 12, 2021, the U.S. Securities and Exchange Commission (SEC) published a joint statement by John Coates, Acting Director of the ...

#90. The SEC Pursues Action Against SPAC and ... - Mayer Brown

On July 13, 2021, the US Securities and Exchange Commission (“SEC”) announced charges against a special purpose acquisition company (“SPAC”) ...

#91. Navigating SPAC Risks During Heightened SEC Scrutiny

Over the last twelve months, the U.S. Securities and Exchange Commission (SEC) has bolstered oversight of special purpose acquisition ...

#92. SEC Abruptly Kills Ackman's Controversial SPAC Plans

On Monday, his SPAC, Pershing Square Tontine Holdings, said in a letter to investors that it was pulling the deal because of “issues raised by ...

#93. 加強打擊SPAC交易路透：SEC擬議限制發佈成長預測- 自由財經

財經頻道／綜合報導〕消息人士表示，美國證券交易委員會（SEC）正在考慮發佈新指南，以限制上市的空白支票公司發佈成長預測，並明訂這類公司在何種 ...

#94. 遭美SEC盯上SPAC人氣急凍- 全球財經

美證券交易委員會（SEC）日前發布會計準則，將SPAC發行的認股權證（warrant）列為負債而非股權工具。倘若確定立為法律，正在進行中及已上市的SPAC都 ...

#95. Space-exploration SPAC targeted by SEC in crackdown

Space-exploration SPAC targeted by SEC in crackdown · Former Momentus chief executive faces charges while company and SPAC agree to pay more than ...

#96. SPAC SEC Filing

Company CIK State Incorporated SPAC LP 0001458788 DELAWARE SPACE CO 0000092585 SPAC TRUST 0001410589